Vyoma Patel is the Chief Compliance Officer and Director of Operations at Strata Wealth Advisors. In this dual role, she provides strategic leadership to ensure the firm operates efficiently and adheres to the highest regulatory standards. Vyoma oversees the development and implementation of firm-wide policies and procedures, conducts compliance audits, and proactively addresses regulatory changes. She leads the operations department with a focus on innovation, process optimization, and aligning operational strategies with the firm’s broader goals.
With over 15 years of experience in the financial services industry, Vyoma brings extensive expertise in compliance, client service, operations, management, and training. Prior to joining Strata Wealth Advisors, she served at Lincoln Financial Advisors, where she provided training and onboarding assistance to advisors across the Southeast region. She also contributed to the development of training materials, coordinated resources to support advisors and their teams, and partnered with various teams on firm-wide initiatives, particularly those focused on technology implementation and adoption.
Vyoma earned her bachelor’s degree from Hampton University and later pursued a Post-Baccalaureate Certificate in Information Systems at Virginia Commonwealth University. She has successfully passed the Series 7, 66, and 24 exams and holds life and health insurance licenses. She is also an active member of the Financial Planning Association, staying connected to industry trends and best practices.
Outside of work, Vyoma enjoys spending time with her husband, Vipul, and their two sons, Nikhil and Sahil. She has a passion for cooking, traveling, and creating lasting memories with her family.