Vyoma Patel

Chief Compliance Officer & Director of Operations

  • Vyoma Patel is the Chief Compliance Officer and Director of Operations for Strata Wealth Advisors. She provides compliance and operational oversight and also manages the onboarding and transition process of new advisors, clients and team members.

    She brings over seven years of industry experience working in various operations, management and training roles. In her previous role at Lincoln Financial Advisors, she provided compliance, operational support and customized training to hundreds of advisors throughout the southeast region of the country. She also led and coordinated the onboarding of new advisors and their support staff.

    Vyoma earned her Bachelor’s degree from Hampton University and then continued her studies at Virginia Commonwealth University where she obtained a Post-Baccalaureate Certificate in Information Systems. She has successfully passed the Series 7, 66 and 24 exams and holds life and health insurance licenses.

    Vyoma and her husband Vipul have two children, Nikhil and Sahil. When not in the office, she enjoys spending time with family, cooking and traveling. She also volunteers at Equest, an organization that provides equine assisted therapy and rehabilitation for children and adults with disabilities.

    Areas of Expertise

    • SEC & FINRA regulatory compliance
    • Practice management
    • Operational efficiency
    • Advisor onboarding and training